The attorneys at Beugelmans have decades of experience representing some of the largest financial institutions as in-house and outside counsel giving us a greater understanding for the complexities and public ramifications involved in the financial services world.
As attorneys for financial giants such as Morgan Stanley, Charles Schwab, Safra National Bank of New York, JMP Securities, Angelo, Gordon & Co. and Cetera Investment Services we have handled a wide range of claims for financial institutions including:
- SEC, FINRA, State and SRO Investigations/Enforcement Actions
- Employment claims such as raiding, the Protocol for Broker Recruiting, Form U4/U5 defamation, etc.
- Promissory Note Actions
- Expungement Claims
- Financial Services Arbitration & Litigation
- RIA Formation & Compliance Counsel
Please explore our web site and contact us with any questions regarding the services we provide to Financial Institutions.